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By helping you implement or improve your program, we help you identify and manage your risks, keep the criminals out of the financial system, detect and report any suspicious activity to the authorities and keep society safer.

We make a great team!

International experience Global reach

Based in Vancouver, BC, Canada, we offer our services worldwide, either on-site or remotely, in English, French, Spanish and Portuguese. 


Contact Us:

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Financial Crime Risks

  • Anti-bribery & corruption (AB&C)
  • Anti-money laundering (AML) - in particular, laundering proceeds emanating from the following crimes: 
    • The usual ones, e.g. drug trafficking, frauds / scams, cyber attacks, phising, ransomware, bribes (see also AB&C above), etc.
    • Human trafficking (for sexual exploitation, various forms of slavery and servitude, unlawful refugee & immigrant smuggling / trafficking)
    • Kidnapping / ransom (depending on your areas of operation)
    • Tax evasion
    • Wildlife Trafficking
  • Asset tracing and recovery
  • Counter-terrorist financing (CTF)
  • Counter-proliferation financing (CPF)
  • Sanctions programs

Regulatory Risks

  • Code of conduct / code of ethics 
  • Complaints management
  • Conflicts of interest and insider dealing, handling of material non-public information
  • Customer fairness and consumer protection; disclosures 
  • Privacy (incl. GDPR)
  • Product life cycle - from approvals to post implementation testing 
  • Suitability - especially investments and insurance products 
  • Supply chain management 
  • Tax residency reporting - e.g. FATCA, CRS

Reputational Risk Management


Risk Management  

  • Culture - without the right culture, you have nothing.....
  • Governance, policies and reporting structure
  • Issues management: identification, escalation, resolution and reporting
  • Risk assessments - enterprise wide; to include products, clients, geography etc.
  • Risk appetite and risk tolerance  
  • Risk Map
  • Risk Register
  • Top & Emerging Risks

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